Building A Successful Regulatory Compliance Program
Date: September 20, 2012
Time: 10:00 AM -11:00 AM CST
Registration Options:
Quickbite Audio Conference- $150 (unlimited listeners and free audio archive for 30 Days after conference)
It is more important than ever to have a centralized and formal regulatory compliance program. There are an unprecedented number of regulatory compliance changes impacting credit unions. The changes are broad in scope and increasingly complex. Examiners will be spending more time reviewing credit unions for compliance as the Consumer Financial Protection Bureau ramps up its compliance initiatives.
This session will focus on the elements critical to every regulatory compliance program. We will discuss how compliance today is different than just a few years ago and how your compliance function must adapt. We will look at credit union best practices and how you can incorporate these into your credit union. Of course not every credit union has the same resources to devote to compliance, but we will discuss several ways you can significantly improve your existing compliance program and in turn your credit union’s overall compliance performance.
For more information, please contact Carrie Buchholz at:
(P) 405.702.8622 ext. 215
(E) carrie@cuaok.org
Speakers | |
| Zasada, John | |
|
John Zasada is Principal in the Financial Institutions Group of LarsonAllen LLP. John is responsible for leading the regulatory compliance practice nationwide. John has 16 years experience assisting credit unions in complying with consumer protection regulations. The compliance services he provides includes assisting credit unions in establishing regulatory compliance programs, co-sourcing regulatory compliance, conducting compliance testing, training staff on credit union regulations, performing website compliance assessments, writing and editing the compliance newsletter, providing compliance webinars and BSA/AML/OFAC independent testing. | |